Movimento Neobrandeisiano em meio aos objetivos do antitruste

não apenas “processo competitivo”

Autores

  • Rodrigo Fialho Borges FGV Direito SP

DOI:

https://doi.org/10.11606/issn.0102-8049.ip%25p

Palavras-chave:

Movimento Neobrandeisiano, Neobrandeisianismo, objetivos do antitruste, direito da concorrência, bem-estar agregado, bem-estar do consumidor, desigualdades

Resumo

Este artigo analisa o Movimento Neobrandeisiano, a fim de compreender os seus reais objetivos para a política de defesa da concorrência. Investiga-se a hipótese de que o Neobrandeisianismo, embora se apresente como um movimento defensor da aplicação do objetivo do antitruste de manutenção do processo competitivo, em várias passagens revela-se também como um movimento de retomada de objetivos do antitruste diversos dele, mas sempre não-baseados em critérios eficiência econômica. Para isso, no tópico 2, analisam-se os seguintes objetivos baseados em critérios de eficiência econômica: (i) bem-estar agregado; (ii) bem-estar do consumidor; e (iii) progresso tecnológico. Adiante, no tópico 3, são abordados alguns dos principais objetivos não-baseados em critérios de eficiência econômica: (i) proteção dos pequenos negócios; (ii) dispersão do poder; e (iii) justiça, equidade, redução das desigualdades e da pobreza. No tópico 4, enfim, discute-se se o Movimento Neobrandeisiano realmente só persegue o processo competitivo como objetivo do antitruste ou se também incorpora em suas análises e recomendações outros objetivos dentre aqueles aprofundados nos tópicos 2 e 3. A conclusão do estudo confirma a hipótese.

Downloads

Os dados de download ainda não estão disponíveis.

Referências

AFRICAN NATIONAL CONGRESS. . Johannesburg: Policy Unit of the African National Congress, 1992.

AGHION, Philippe; BLOOM, Nicholas; BLUNDELL, Richard; et al. Competition and Innovation: An Inverted U Relationship. , v. 120, n. 2, p. 701–728, 2005.

AREEDA, Phillip E.; HOVENKAMP, Herbert. . 4a ed. New York: Wolters Kluwer, 2013.

AREEDA, Phillip E.; HOVENKAMP, Herbert. . 3a ed. New York:

Wolters Kluwer, 2009. ARROW, Kenneth J. Economic Welfare and the Allocation of Resources for Invention. In: . [s.l.]: Princeton University Press, 1962, p. 609–626.

AVERITT, Neil W.; LANDE, Robert H. Consumer Sovereignty: a unified theory of antitrust and consumer protection law. , v. 65, p. 713– 756, 1997.

AVERITT, Neil W.; LANDE, Robert H. Using the “Consumer Choice” Approach to Antitrust Law. , v. 74, n. 1, p. 175–264, 2007.

BAIN, Joe S. . Cambridge: Harvard University Press, 1956.

BAIN, Joe S. . 2a . New York: Wiley, 1968.

BAIN, Joe S. Relation of Profit Rate to Industry Concentration: american manufacturing, 1936-1940. , v. 65, n. 3, p. 293–324, 1951.

BAKER, Jonathan B.; SALOP, Steven C. Antitrust, Competition Policy, and Inequality. , v. 104, p. 1–28, 2015.

BLAIR, Roger D.; SOKOL, D. Daniel. The Rule of Reason and the Goals of Antitrust: an economic approach. , v. 78, n. 2, p. 471–504, 2012. BLONIGEN, Bruce A.; PIERCE, Justin R. . Washington, DC: Board of Governors of the Federal Reserve System, 2016. (Finance and Economics Discussion Series, 2016–082).

BORGES, Rodrigo F. . Faculdade de Direito da Universidade de São Paulo, São Paulo, 2020.

BORK, Robert H. Antitrust in Dubious Battle. , v. 44, p. 663–676, 1970.

BORK, Robert H. Legislative Intent and the Policy of the Sherman Act. , v. 8, p. 7–48, 1966.

BORK, Robert H. . New York: Free Press, 1993.

BORK, Robert H. . New York: Basic Books, 1978.

BORK, Robert H. The Goals of Antitrust Policy. , v. 57, n. 2, p. 242–253, 1967.

BORK, Robert H.; BOWMAN JR., Ward S. The Crisis in Antitrust, v. 9, p. 587–606, 1964.

BRANDEIS, Loius D. A Curse of Bigness. , p. 18, 1914.

BRANDEIS, Loius D. . New York: The Viking Press, 1935.

BRANDEIS, Loius D. The New Haven - an unregulated monopoly, 1912.

BRANDEIS, Louis D.; UROFSKY, Melvin I. . Boston: Bedford Books of St. Martin’s Press, 1995. (The Bedford Series in History and Culture).

BRANDEIS, Louis D.; UROFSKY, Melvin I.; LEVY, David W. . Norman: University of Oklahoma Press, 2002.

BRODLEY, Joseph F. The Economic Goals of Antitrust: efficiency, consumer welfare and technological progress. , v. 62, p. 1020–1053, 1987.

CARLTON, Dennis W. Does Antitrust need to be Modernized? , v. 21, n. 3, p. 155–176, 2007.

CHAMBERLIN, Edward. . 8a. Cambridge, MA: Harvard University Press, 1962.

COMANOR, William S.; SMILEY, Robert H. Monopoly and the Distribution of Wealth. , v. 89, n. 2, p. 177–194, 1975.

COURNOT, A. Augustin. . Trad. Nathaniel T. Bacon. London: The Macmillan Company, 1897.

CREEDY, John; DIXON, Robert. The Distributional Effects of Monopoly. , v. 8, n. 3, p. 223–237, 1999.

DORSEY, Elyse; RYBNICEK, Jan; WRIGHT, Joshua D. Hipster Antitrust meets Public Choice Economics: the consumer welfare standard, rule of law, and rent-seeking. , p. 2–13, 2018.

DOUGLAS, William O. Louis Brandeis: dangerous because incorruptible. , 1964. Disponível em: <https://www.nytimes.com/1964/07/05/archives/louis-brandeis-dangerous-because-incorruptible-justice-on-trial-the.html>. Acesso em: 20 mar. 2024.

EASTERBROOK, Frank H. The Limits of Antitrust. , v. 63, n. 1, p. 1–40, 1984.

ENNIS, Sean F.; GONZAGA, Pedro; PIKE, Chris. Inequality: a hidden cost of market power. , 2017. Disponível em: <http://www.oecd.org/daf/competition/inequality-a-hidden-cost-of-market-power.htm>.

Acesso em: 20 mar. 2024.

ENNIS, Sean F.; GONZAGA, Pedro; PIKE, Chris. The Effects of Market Power on Inequality. , p. 1–7, 2017.

ENNIS, Sean F.; KIM, Yunhee. Market Power and Wealth Distribution. In: WORLD BANK GROUP; OECD (Orgs.). . Washington, DC: World Bank Group, 2017, p. 133–153. (Trade and Development Series).

FARRELL, Joseph; KATZ, Michael L. The Economics of Welfare Standards in Antitrust. , v. 2, n. 2, p. 3–28, 2006.

FIRST, Harry. Woodstock Antitrust. , p. 1–6, 2018.

FOER, Albert A. The Goals of Antitrust: thoughts on consumer welfare in the US. In: . Cheltenham, UK: Edward Elgar, 2006, p. 566– 593.

FORGIONI, Paula A. . 8a. São Paulo: Revista dos Tribunais, 2015.

FOX, Eleanor M. Economic Development, Poverty, and Antitrust: the other path. , v. 13, n. 2, p. 211–236, 2007.

FOX, Eleanor M. Equality, Discrimination, and Competition Law: lessons from and for South Africa and Indonesia. , v. 41, n. 2, p. 579–594, 2000.

FOX, Eleanor M. Imagine: pro-poor(er) competition law. In: [s.l.]: OCDE, 2013.

FOX, Eleanor M. The Battle for the Soul of Antitrust. , v. 75, n. 3, p. 917–923, 1987.

FOX, Eleanor M. The Modernization of Antitrust: A New Equilibrium. , v. 66, p. 1140–1192, 1981.

FOX, Eleanor M.; GAL, Michal S. Drafting Competition Law for Developing Jurisdictions: learning from experience. , v. 14–11, p. 1–68, 2014.

FUKUYAMA, Francis. Keeping Up With the Chávezes. , 2007. Disponível em: <https://www.wsj.com/articles/SB117030161530694662>. Acesso em: 20 mar. 2024.

GOETTLER, Ronald L.; GORDON, Brett R. Does AMD Spur Intel to Innovate More? , v. 119, n. 6, p. 1141–1200, 2011.

GRILICHES, Zvi. R&D and Productivity: measurement issues and econometric results. , v. 237, n. 4810, p. 31–35, 1987.

HICKS, John R. The Foundations of Welfare Economics. , v. 49, n. 196, p. 696, 1939.

HOFSTADTER, Richard. What Happened to the Antitrust Movement? In: . Cambridge, MA: Harvard University Press, 1996, p. 188–237.

HOVENKAMP, Erik. Patent Prospect Theory and Competitive Innovation. , 2016. Disponível em: <https://www.ssrn.com/abstract=2765478>. Acesso em: 20 mar. 2024.

HOVENKAMP, Herbert. Antitrust Policy After Chicago. , v. 84, p. 213–284, 1985.

HOVENKAMP, Herbert. Antitrust Policy and Inequality of Wealth. , p. 1–7, 2017.

HOVENKAMP, Herbert. Antitrust’s Protected Classes. , v. 88, n. 1, p. 1–48, 1989.

HOVENKAMP, Herbert. Distributive Justice and Consumer Welfare in Antitrust. , p. 1–23, 2011.

HOVENKAMP, Herbert. Distributive Justice and the Antitrust Laws. , v. 51, n. 1, p. 1–31, 1982.

HOVENKAMP, Herbert. . Cambridge, MA: Harvard University Press, 1991.

HOVENKAMP, Herbert. . 3a ed. St. Paul, MN: Thomson/West, 2005. (Hornbook series).

HOVENKAMP, Herbert. Implementing Antitrust’s Welfare Goals. , v. 81, n. 5, p. 2471–2496, 2013.

HOVENKAMP, Herbert. Is Antitrust’s Consumer Welfare Principle Imperiled? , v. 45, p. 101–130, 2019. (University of Pennsylvania, Institute for Law and Economics Research Paper Series No. 18-15).

HOVENKAMP, Herbert. Progressive Antitrust. , v. 2018, n. 1, p. 71–113, 2018.

HOVENKAMP, Herbert. . Cambridge, MA: Harvard University Press, 2008.

HOVENKAMP, Herbert. United States Competition Policy in Crisis: 1890-1955. , v. 94, p. 311–367, 2009.

HOVENKAMP, Herbert. Whatever Did Happen to the Antitrust Movement? , v. 94, n. 2, p. 583–638, 2019.

HÜSCHELRATH, Kai; WEIGAND, Jürgen. A Framework to Enforce Anti-Predation Rules. , 2009. Disponível em: <http://www.ssrn.com/abstract=1547088>. Acesso em: 20 mar. 2024.

INTERNATIONAL COMPETITION NETWORK. . Haia: [s.n.], 2011. Disponível em: <http://eulawenforcement.com/wp-content/uploads/2019/01/Competition-Enforcement-and-Consumer-Welfare-Setting-the-Agenda.pdf>. Acesso em: 20 mar. 2024.

INTERNATIONAL COMPETITION NETWORK. . Moscou: [s.n.], 2007. Disponível em: <https://www.internationalcompetitionnetwork.org/portfolio/report-on-the-objectives-of-unilateral-conduct-laws/>. Acesso em: 20 mar. 2024.

KALDOR, Nicholas. Welfare Propositions of Economics and Interpersonal Comparisons of Utility. , v. 49, n. 195, p. 549, 1939.

KAYSEN, Carl. . Cambridge, MA: Harvard University Press, 1959.

KAYSEN, Carl; TURNER, Donald F. . Cambridge, MA: Harvard University Press, 1959.

KENNEDY, David. Some Caution about Property Rights as a Recipe for Economic Development. , v. 1, n. 1, p. vi–vii, 2011.

KENNEDY, Duncan. Cost-Benefit Analysis of Entitlement Problems: a critique. , v. 33, n. 3, p. 387–445, 1981.

KERBER, Wolfgang. Should Competition Law Promote Efficiency? Some reflections of an economist on the normative foundations of competition law. In: . Cheltenham, UK: Edward Elgar Publishing, 2009,

p. 12952. Disponível em: <https://ssrn.com/abstract=1075265>. Acesso em: 20 mar. 2024.

KHAN, Lina. Amazon’s Antitrust Paradox. , v. 126, n. 3, p. 710–805, 2017.

KHAN, Lina. The New Brandeis Movement: America’s Antimonopoly Debate. , v. 9, n. 3, p. 131–132, 2018.

KHAN, Lina; VAHEESAN, Sandeep. Market Power and Inequality: the antitrust counterrevolution and its Discontents. , v. 11, p. 235–294, 2017.

KIRKWOOD, John B.; LANDE, Robert H. The Chicago School’s Foundation is Flawed: antitrust protects consumers, not efficiency. In: PITOFSKY, Robert (Org.). . Oxford: Oxford University Press, 2008,

p. 89–106.

KIRKWOOD, John B.; LANDE, Robert H. The Fundamental Goal of Antitrust: protecting consumers, not increasing efficiency. , v. 84, n. 1, p. 191–243, 2008.

KITCH, Edmund W. The Fire of Truth: A Remembrance of Law and Economics at Chicago, 1932-1970. , v. 26, n. 1, p. 163–234, 1983.

KLEBANOW, Diana; JONAS, Franklin L. . Armonk: M.E. Sharpe, 2003.

KWOKA, John E. . Cambridge Massachusetts: The MIT Press, 2015.

LANDE, Robert H. A Traditional and Textualist Analysis of the Goals of Antitrust: efficiency, preventing theft from consumers, and consumer choice. , v. 81, n. 5, p. 2349–2403, 2013.

LANDE, Robert H. Chicago’s False Foundation: wealth transfers (not just efficiency) should guide antitrust. , v. 58, n. 3, p. 631–644, 1989.

LANDE, Robert H. Consumer Choice as the Ultimate Goal of Antitrust. , v. 62, n. 3, p. 503–525, 2001.

LANDE, Robert H. Wealth Transfers as the Original and Primary Concern of Antitrust: the efficiency interpretation challenged. , v. 34, n. 1, p. 65–151, 1982.

LEMLEY, Mark A. A New Balance between IP and Antitrust, v. 13, n. 2, p. 237–256, 2007.

LEMLEY, Mark A. Industry-Specific Antitrust Policy for Innovation. , v. 2011, n. 3, p. 637–653, 2011.

LONERGAN, Raymond. A Steadfast Friend of Labor. In: . Saint Louis, MO: The Modern View Press, 1941.

LYNN, Barry C. America’s Monopolies Are Holding Back the Economy. , 2017. Disponível em: <https://www.theatlantic.com/business/

archive/2017/02/antimonopoly-big-business/514358/>. Acesso em: 20 mar. 2024.

LYNN, Barry C. . Hoboken, N.J.: Wiley, 2011.

MADRIGAL, Alexis C. A Silicon Valley Congressman takes on Amazon. , 2017. Disponível em: <https://www.theatlantic.com/technology/archive/2017/06/ro-khanna-amazon-whole-foods/530805/>. Acesso em: 20 mar. 2024.

MASON, Edward S. . Cambridge, MA: Harvard University Press, 1957.

MEDVEDOVSKY, Konstantin. Disponível em: <https://twitter.com/kmedved/status/876869328934711296>. Acesso em: 20 mar. 2024.

MEESE, Alan J. Debunking the Purchaser Welfare Account of Section 2 of the Sherman Act: how Harvard brought us a total welfare standard and why we should keep it. , v. 85, n. 3, 2010. OECD. . [s.l.: s.n.], 2008. Disponível em: <http://www.oecd.org/competition/mergers/41359037.pdf>. Acesso em: 20 mar. 2024.

ORBACH, Barak Y. The Antitrust Consumer Welfare Paradox. , v. 7, p. 133–164, 2011.

PARETO, Vilfredo. . Trad. Alfred Bonnet. Paris: V. Giard & E. Brière, 1909.

PENEDER, Michael. Competition and Innovation: revisiting the inverted-U relationship. , v. 12, n. 1, p. 1–5, 2012.

PIRAINO JR., Thomas A. Reconciling the Harvard and Chicago Schools: a new antitrust approach for the 21st century. , v. 82, n. 2, p. 345–409, 2007.

PITOFSKY, Robert. The Political Content of Antitrust. , v. 127, p. 1051–1075, 1979.

PORTUGAL GOUVÊA, Carlos. P. B. Regulação da Propriedade Privada: inovações na política agrária e a redução dos custos de equidade. In: SALOMÃO FILHO, Calixto (Org.). . São Paulo: Malheiros Edi-

tores, 2012, p. 158–189.

POSNER, Richard A. . Chicago: University of Chicago Press, 1976.

POSNER, Richard A. The Chicago School of Antitrust Analysis. , v. 127, p. 925–948, 1979.

POSNER, Richard A. The Ethical and Political Basis of the Efficiency Norm in Common Law Adjudication. , v. 8, n. 3, p. 487–508, 1980.

POSNER, Richard A. The Social Costs of Monopoly and Regulation. , v. 83, n. 4, p. 807–828, 1975.

POWELL, Irene. The Effect of Reductions in Concentration on Income Distribution. , v. 69, n. 1, p. 75–82, 1987.

PRAWIRANEGARA, Sjafruddin. Pancasila as the Sole Foundation. , v. 38, p. 74–83, 1984. (Southeast Asia Program Publications at Cornell University).

PRIEST, George L. Limits of Antitrust and the Chicago School Tradition. , v. 6, n. 1, p. 1–9, 2010.

REPUBLIC OF INDONESIA. Elucidation on the Law of the Republic of Indonesia Number 5 Year 1999 concerning the Prohibition of Monopolistic Practices and Unfair Business Competition.

REPUBLIC OF INDONESIA. Law of the Republic of Indonesia Number 5 Year 1999 concerning the Prohibition of Monopolistic Practices and Unfair Business Competition.

REPUBLIC OF SOUTH AFRICA. Competition Act. SALOMÃO FILHO, Calixto. . 3. ed. São Paulo: Quartier Latin, 2021.

SCHUMPETER, Joseph A. . London: Routledge, 1994.

SCHWARTZ, Louis B. “Justice” and Other Non-Economic Goals of Antitrust. , v. 127, p. 1076–1081, 1979.

SHAPIRO, Carl. Competition and Innovation: did Arrow hit the bull’s eye? In: . Chicago: The University of Chicago Press, 2012, p. 361–404. (National Bureau of Economic Research Conference Report).

SINGH, Ajit. Competition and Competition Policy in Emerging Markets: international and developmental dimensions. In: ARESTIS, Philip; MCCOMBIE, John S.L.; VICKERMAN, Roger (Orgs.). . Chelte-

nham: Edward Elgar, 2007.

SOLOW, Robert M. Technical Change and the Aggregate Production Function. , v. 38, n. 3, p. 312–320, 1957.

SOTO, Hernando de. . London: Black Swan, 2001.

SOTO, Hernando de. . 1a. New York: Harper & Row, 1989.

SOUTH AFRICAN DEPARTMENT OF TRADE AND INDUSTRY. Proposed Guidelines for Competition Policy: a framework for competition, competitiveness, and development. STATISTICS SOUTH AFRICA. . Pretoria: [s.n.], 2017.

STREITFELD, David. Amazon’s Antitrust Antagonist has a Breakthrough Idea. , 2018. Disponível em: <https://www.nytimes.com/2018/09/07/technology/monopoly-antitrust-lina-khan-amazon.html>. Acesso em: 20 mar. 2024.

STRUM, Philippa. . Cambridge, Mass: Harvard University Press, 1984.

STUCKE, Maurice E. Reconsidering Antitrust’s Goals. , v. 53, p. 551–629, 2012.

TEACHOUT, Zephyr; KHAN, Lina. Market Structure and Political Law: a taxonomy of power. , v. 9, n. 1, p. 37–74, 2014.

THUROW, Lester C. A Weakness in Process Technology. , v. 238, n. 4834, p. 1659–1663, 1987.

TINGVALL, Patrik G.; POLDAHL, Andreas. Is There Really an Inverted U-shaped Relation Between Competition and R&D? , v. 15, n. 2, p. 101–118, 2006.

TURNER, Donald F. The Validity of Tying Arrangements under the Antitrust Laws. , v. 72, n. 1, p. 50–75, 1958.

UROFSKY, Melvin I. . 1st ed. New York: Pantheon Books, 2009.

VAHEESAN, Sandeep. The Evolving Populisms of Antitrust. , v. 93, n. 2, p. 370–428, 2014.

WAKED, Dina I. Adoption of Antitrust Laws in Developing Countries: reasons and challenges. , v. 12, n. 2, p. 193–230, 2016.

WAKED, Dina I. Antitrust Enforcement in Developing Countries: reasons for enforcement & non-enforcement using resource-based evidence. In: New Haven: SSRN, 2010, p. 1–23. Disponível em: <https://ssrn.com/abstract=1638874>. Acesso em: 20 mar. 2024.

WAKED, Dina I. Antitrust Goals in Developing Countries: policy alternatives and normative choices. , v. 38, n. 3, p. 945–1006, 2015.

WAKED, Dina I. Development Studies through the Lens of Critical Law and Economics: efficiency and redistribution revisited in market structure analyses in the south. , v. 5, n. 4, p. 649–666, 2014.

WAKED, Dina I. Do Developing Countries Enforce Their Antitrust Laws? A statistical study of public antitrust enforcement in developing countries. , p. 1–98, 2011.

WEISS, Leonard W. The Structure-Conduct-Performance Paradigm and Antitrust,. , v. 127, n. 4, p. 1104–1140, 1979.

WILLIAMSON, Oliver E. Economies as an Antitrust Defense Revisited. , v. 125, n. 4, p. 699–736, 1977.

WILLIAMSON, Oliver E. Economies as an Antitrust Defense: the welfare tradeoffs. , v. 58, p. 18–35, 1968.

WORLD BANK GROUP; OECD (Orgs.). . Washington, DC: World Bank Group, 2017. (Trade and Development Series).

WU, Tim. After Consumer Welfare, Now What? The “protection of competition” standard in practice. , p. 1–12, 2018.

WU, Tim. . New York, NY: Columbia Global Reports, 2018.

WU, Tim. The “Protection of the Competitive Process” Standard, v. 14–612, p. 1–5, 2018. (Federal Trade Commission Hearings). Let’s look at the facts. , v. 392, n. 8650, p. 101, 2009.

Publicado

2023-08-01

Edição

Seção

Artigos da Edição Especial sobre Direito Concorrencial

Como Citar

Fialho Borges, R. (2023). Movimento Neobrandeisiano em meio aos objetivos do antitruste: não apenas “processo competitivo”. Revista De Direito Mercantil, 186. https://doi.org/10.11606/issn.0102-8049.ip%p